|
Rules for Uniform Domain Name
Dispute Resolution Policy (the "Rules") (As Approved by ICANN on
October 24, 1999)
Administrative proceedings for the resolution of disputes
under the Uniform Dispute Resolution Policy adopted by ICANN shall be
governed by these Rules and also the Supplemental Rules of the Provider
administering the proceedings, as posted on its web site.
1. Definitions
In these Rules:
Complainant means the party initiating
a complaint concerning a domain-name registration.
ICANN refers to the Internet
Corporation for Assigned Names and Numbers.
Mutual
Jurisdiction means a court jurisdiction at the location of either
(a) the principal office of the Registrar (provided the domain-name
holder has submitted in its Registration Agreement to that jurisdiction
for court adjudication of disputes concerning or arising from the use of
the domain name) or (b) the domain-name holder's address as shown for
the registration of the domain name in Registrar's Whois database at the
time the complaint is submitted to the Provider.
Panel means an administrative panel
appointed by a Provider to decide a complaint concerning a domain-name
registration.
Panelist means an individual appointed
by a Provider to be a member of a Panel.
Party means a Complainant or a
Respondent.
Policy means the Uniform Domain Name Dispute Resolution Policy that is
incorporated by reference and made a part of the Registration Agreement.
Provider means a dispute-resolution
service provider approved by ICANN. A list of such Providers appears at
www.icann.org/udrp/approved-providers.htm.
Registrar means the entity with which
the Respondent has registered a domain name that is the subject of a
complaint.
Registration Agreement means the
agreement between a Registrar and a domain-name holder.
Respondent means the holder of a
domain-name registration against which a complaint is initiated.
Reverse Domain Name Hijacking means
using the Policy in bad faith to attempt to deprive a registered
domain-name holder of a domain name.
Supplemental Rules means the rules
adopted by the Provider administering a proceeding to supplement these
Rules. Supplemental Rules shall not be inconsistent with the Policy or
these Rules and shall cover such topics as fees, word and page limits
and guidelines, the means for communicating with the Provider and the
Panel, and the form of cover sheets.
2. Communications
(a) When forwarding a complaint to the Respondent, it shall be the
Provider's responsibility to employ reasonably available means
calculated to achieve actual notice to Respondent. Achieving actual
notice, or employing the following measures to do so, shall discharge
this responsibility:
(i) sending the complaint to all postal-mail
and facsimile addresses (A) shown in the domain name's registration data
in Registrar's Whois database for the registered domain-name holder, the
technical contact, and the administrative contact and (B) supplied by
Registrar to the Provider for the registration's billing contact; and
(ii) sending the complaint in electronic form (including annexes to
the extent available in that form) by e-mail to:
(A) the e-mail addresses for those technical,
administrative, and billing contacts;
(B) postmaster@<the contested domain name>; and
(C) if the domain name (or "www." followed by the domain name)
resolves to an active web page (other than a generic page the Provider
concludes is maintained by a registrar or ISP for parking domain-names
registered by multiple domain-name holders), any e-mail address shown or
e-mail links on that web page; and
(iii) sending the complaint to any address the Respondent has
notified the Provider it prefers and, to the extent practicable, to all
other addresses provided to the Provider by Complainant under Paragraph
3(b)(v).
(b) Except as provided in Paragraph
2(a), any written communication to Complainant or Respondent
provided for under these Rules shall be made by the preferred means
stated by the Complainant or Respondent, respectively (see Paragraphs
3(b)(iii) and 5(b)(iii)),
or in the absence of such specification
(i) by telecopy or facsimile transmission,
with a confirmation of transmission; or
(ii) by postal or courier service, postage pre-paid and return
receipt requested; or
(iii) electronically via the Internet, provided a record of its
transmission is available.
(c) Any communication to the Provider or the Panel shall be made by
the means and in the manner (including number of copies) stated in the
Provider's Supplemental Rules.
(d) Communications shall be made in the language prescribed in Paragraph
11. E-mail communications should, if practicable, be sent in
plaintext.
(e) Either Party may update its contact details by notifying the
Provider and the Registrar.
(f) Except as otherwise provided in these Rules, or decided by a
Panel, all communications provided for under these Rules shall be deemed
to have been made:
(i) if delivered by telecopy or facsimile
transmission, on the date shown on the confirmation of transmission; or
(ii) if by postal or courier service, on the date marked on the
receipt; or
(iii) if via the Internet, on the date that the communication was
transmitted, provided that the date of transmission is
verifiable.
(g) Except as otherwise provided in these Rules, all time periods
calculated under these Rules to begin when a communication is made shall
begin to run on the earliest date that the communication is deemed to
have been made in accordance with Paragraph
2(f).
(h) Any communication by
(i) a Panel to any Party shall be copied to
the Provider and to the other Party;
(ii) the Provider to any Party shall be copied to the other Party;
and
(iii) a Party shall be copied to the other Party, the Panel and the
Provider, as the case may be.
(i) It shall be the responsibility of the sender to retain records of
the fact and circumstances of sending, which shall be available for
inspection by affected parties and for reporting
purposes.
(j) In the event a Party sending a communication receives
notification of non-delivery of the communication, the Party shall
promptly notify the Panel (or, if no Panel is yet appointed, the
Provider) of the circumstances of the notification. Further proceedings
concerning the communication and any response shall be as directed by
the Panel (or the Provider).
3. The Complaint
(a) Any person or entity may initiate an administrative proceeding by
submitting a complaint in accordance with the Policy and these Rules to
any Provider approved by ICANN. (Due to capacity constraints or for
other reasons, a Provider's ability to accept complaints may be
suspended at times. In that event, the Provider shall refuse the
submission. The person or entity may submit the complaint to another
Provider.)
(b) The complaint shall be submitted in hard copy and (except to the
extent not available for annexes) in electronic form and
shall:
(i) Request that the complaint be submitted
for decision in accordance with the Policy and these Rules;
(ii) Provide the name, postal and e-mail addresses, and the telephone
and telefax numbers of the Complainant and of any representative
authorized to act for the Complainant in the administrative
proceeding;
(iii) Specify a preferred method for communications directed to the
Complainant in the administrative proceeding (including person to be
contacted, medium, and address information) for each of (A)
electronic-only material and (B) material including hard
copy;
(iv) Designate whether Complainant elects to have the dispute decided
by a single-member or a three-member Panel and, in the event Complainant
elects a three-member Panel, provide the names and contact details of
three candidates to serve as one of the Panelists (these candidates may
be drawn from any ICANN-approved Provider's list of
panelists);
(v) Provide the name of the Respondent (domain-name holder) and all
information (including any postal and e-mail addresses and telephone and
telefax numbers) known to Complainant regarding how to contact
Respondent or any representative of Respondent, including contact
information based on pre-complaint dealings, in sufficient detail to
allow the Provider to send the complaint as described in Paragraph
2(a);
(vi) Specify the domain name(s) that is/are the subject of the
complaint;
(vii) Identify the Registrar(s) with whom the domain name(s) is/are
registered at the time the complaint is filed;
(viii) Specify the trademark(s) or service mark(s) on which the
complaint is based and, for each mark, describe the goods or services,
if any, with which the mark is used (Complainant may also separately
describe other goods and services with which it intends, at the time the
complaint is submitted, to use the mark in the future.);
(ix) Describe, in accordance with the Policy, the grounds on which
the complaint is made including, in particular,
(1) the manner in which the domain name(s)
is/are identical or confusingly similar to a trademark or service mark
in which the Complainant has rights; and
(2) why the Respondent (domain-name holder) should be considered as
having no rights or legitimate interests in respect of the domain
name(s) that is/are the subject of the complaint; and
(3) why the domain name(s) should be considered as having been
registered and being used in bad faith
(The description should, for elements (2) and (3), discuss any
aspects of Paragraphs
4(b) and 4(c)
of the Policy that are applicable. The description shall comply with any
word or page limit set forth in the Provider's Supplemental
Rules.);
(x) Specify, in accordance with the Policy, the remedies
sought;
(xi) Identify any other legal proceedings that have been commenced or
terminated in connection with or relating to any of the domain name(s)
that are the subject of the complaint;
(xii) State that a copy of the complaint, together with the cover
sheet as prescribed by the Provider's Supplemental Rules, has been sent
or transmitted to the Respondent (domain-name holder), in accordance
with Paragraph
2(b);
(xiii) State that Complainant will submit, with
respect to any challenges to a decision in the administrative proceeding
canceling or transferring the domain name, to the jurisdiction of the
courts in at least one specified Mutual Jurisdiction;
(xiv) Conclude with the following statement followed by the signature
of the Complainant or its authorized representative:
"Complainant agrees that its claims and remedies concerning the
registration of the domain name, the dispute, or the dispute's
resolution shall be solely against the domain-name holder and waives all
such claims and remedies against (a) the dispute-resolution provider and
panelists, except in the case of deliberate wrongdoing, (b) the
registrar, (c) the registry administrator, and (d) the Internet
Corporation for Assigned Names and Numbers, as well as their directors,
officers, employees, and agents."
"Complainant certifies that the information contained in this
Complaint is to the best of Complainant's knowledge complete and
accurate, that this Complaint is not being presented for any improper
purpose, such as to harass, and that the assertions in this Complaint
are warranted under these Rules and under applicable law, as it now
exists or as it may be extended by a good-faith and reasonable
argument."; and
(xv) Annex any documentary or other evidence, including a copy of the
Policy applicable to the domain name(s) in dispute and any trademark or
service mark registration upon which the complaint relies, together with
a schedule indexing such evidence.
(c) The complaint may relate to more than one
domain name, provided that the domain names are registered by the same
domain-name holder.
4. Notification of Complaint
(a) The Provider shall review the complaint for administrative
compliance with the Policy and these Rules and, if in compliance, shall
forward the complaint (together with the explanatory cover sheet
prescribed by the Provider's Supplemental Rules) to the Respondent, in
the manner prescribed by Paragraph
2(a), within three (3) calendar days following receipt of the fees
to be paid by the Complainant in accordance with Paragraph
19.
(b) If the Provider finds the complaint to be administratively
deficient, it shall promptly notify the Complainant and the Respondent
of the nature of the deficiencies identified. The Complainant shall have
five (5) calendar days within which to correct any such deficiencies,
after which the administrative proceeding will be deemed withdrawn
without prejudice to submission of a different complaint by
Complainant.
(c) The date of commencement of the administrative proceeding shall
be the date on which the Provider completes its responsibilities under
Paragraph
2(a) in connection with forwarding the Complaint to the
Respondent.
(d) The Provider shall immediately notify the Complainant, the
Respondent, the concerned Registrar(s), and ICANN of the date of
commencement of the administrative proceeding.
5. The Response
(a) Within twenty (20) days of the date of commencement of the
administrative proceeding the Respondent shall submit a response to the
Provider.
(b) The response shall be submitted in hard copy and (except to the
extent not available for annexes) in electronic form and
shall:
(i) Respond specifically to the statements and
allegations contained in the complaint and include any and all bases for
the Respondent (domain-name holder) to retain registration and use of
the disputed domain name (This portion of the response shall comply with
any word or page limit set forth in the Provider's Supplemental Rules.);
(ii) Provide the name, postal and e-mail addresses, and the telephone
and telefax numbers of the Respondent (domain-name holder) and of any
representative authorized to act for the Respondent in the
administrative proceeding;
(iii) Specify a preferred method for communications directed to the
Respondent in the administrative proceeding (including person to be
contacted, medium, and address information) for each of (A)
electronic-only material and (B) material including hard
copy;
(iv) If Complainant has elected a single-member
panel in the Complaint (see Paragraph
3(b)(iv)), state whether Respondent elects instead to have the
dispute decided by a three-member panel;
(v) If either Complainant or Respondent elects a three-member Panel,
provide the names and contact details of three candidates to serve as
one of the Panelists (these candidates may be drawn from any
ICANN-approved Provider's list of panelists);
(vi) Identify any other legal proceedings that have been commenced or
terminated in connection with or relating to any of the domain name(s)
that are the subject of the complaint;
(vii) State that a copy of the response has been sent or transmitted
to the Complainant, in accordance with Paragraph
2(b); and
(viii) Conclude with the following statement followed by the
signature of the Respondent or its authorized
representative:
"Respondent certifies that the information contained in this Response
is to the best of Respondent's knowledge complete and accurate, that
this Response is not being presented for any improper purpose, such as
to harass, and that the assertions in this Response are warranted under
these Rules and under applicable law, as it now exists or as it may be
extended by a good-faith and reasonable argument."; and
(ix) Annex any documentary or other evidence upon which the
Respondent relies, together with a schedule indexing such
documents.
(c) If Complainant has elected to have the dispute decided by a
single-member Panel and Respondent elects a three-member Panel,
Respondent shall be required to pay one-half of the applicable fee for a
three-member Panel as set forth in the Provider's Supplemental Rules.
This payment shall be made together with the submission of the response
to the Provider. In the event that the required payment is not made, the
dispute shall be decided by a single-member Panel.
(d) At the request of the Respondent, the Provider may, in
exceptional cases, extend the period of time for the filing of the
response. The period may also be extended by written stipulation between
the Parties, provided the stipulation is approved by the
Provider.
(e) If a Respondent does not submit a response, in the absence of
exceptional circumstances, the Panel shall decide the dispute based upon
the complaint.
6. Appointment of the Panel and Timing of
Decision
(a) Each Provider shall maintain and publish a publicly available
list of panelists and their qualifications.
(b) If neither the Complainant nor the
Respondent has elected a three-member Panel (Paragraphs
3(b)(iv) and 5(b)(iv)),
the Provider shall appoint, within five (5) calendar days following
receipt of the response by the Provider, or the lapse of the time period
for the submission thereof, a single Panelist from its list of
panelists. The fees for a single-member Panel shall be paid entirely by
the Complainant.
(c) If either the Complainant or the Respondent elects to have the
dispute decided by a three-member Panel, the Provider shall appoint
three Panelists in accordance with the procedures identified in Paragraph
6(e). The fees for a three-member Panel shall be paid in their
entirety by the Complainant, except where the election for a
three-member Panel was made by the Respondent, in which case the
applicable fees shall be shared equally between the
Parties.
(d) Unless it has already elected a three-member Panel, the
Complainant shall submit to the Provider, within five (5) calendar days
of communication of a response in which the Respondent elects a
three-member Panel, the names and contact details of three candidates to
serve as one of the Panelists. These candidates may be drawn from any
ICANN-approved Provider's list of panelists.
(e) In the event that either the Complainant or the Respondent elects
a three-member Panel, the Provider shall endeavor to appoint one
Panelist from the list of candidates provided by each of the Complainant
and the Respondent. In the event the Provider is unable within five (5)
calendar days to secure the appointment of a Panelist on its customary
terms from either Party's list of candidates, the Provider shall make
that appointment from its list of panelists. The third Panelist shall be
appointed by the Provider from a list of five candidates submitted by
the Provider to the Parties, the Provider's selection from among the
five being made in a manner that reasonably balances the preferences of
both Parties, as they may specify to the Provider within five (5)
calendar days of the Provider's submission of the five-candidate list to
the Parties.
(f) Once the entire Panel is appointed, the Provider shall notify the
Parties of the Panelists appointed and the date by which, absent
exceptional circumstances, the Panel shall forward its decision on the
complaint to the Provider.
7. Impartiality and Independence
A Panelist shall be impartial and independent and shall have, before
accepting appointment, disclosed to the Provider any circumstances
giving rise to justifiable doubt as to the Panelist's impartiality or
independence. If, at any stage during the administrative proceeding, new
circumstances arise that could give rise to justifiable doubt as to the
impartiality or independence of the Panelist, that Panelist shall
promptly disclose such circumstances to the Provider. In such event, the
Provider shall have the discretion to appoint a substitute
Panelist.
8. Communication Between Parties and the Panel
No Party or anyone acting on its behalf may have any unilateral
communication with the Panel. All communications between a Party and the
Panel or the Provider shall be made to a case administrator appointed by
the Provider in the manner prescribed in the Provider's Supplemental
Rules.
9. Transmission of the File to the Panel
The Provider shall forward the file to the Panel as soon as the
Panelist is appointed in the case of a Panel consisting of a single
member, or as soon as the last Panelist is appointed in the case of a
three-member Panel.
10. General Powers of the Panel
(a) The Panel shall conduct the administrative
proceeding in such manner as it considers appropriate in accordance with
the Policy and these Rules.
(b) In all cases, the Panel shall ensure that the Parties are treated
with equality and that each Party is given a fair opportunity to present
its case.
(c) The Panel shall ensure that the administrative proceeding takes
place with due expedition. It may, at the request of a Party or on its
own motion, extend, in exceptional cases, a period of time fixed by
these Rules or by the Panel.
(d) The Panel shall determine the admissibility, relevance,
materiality and weight of the evidence.
(e) A Panel shall decide a request by a Party to consolidate multiple
domain name disputes in accordance with the Policy and these
Rules.
11. Language of Proceedings
(a) Unless otherwise agreed by the Parties, or specified otherwise in
the Registration Agreement, the language of the administrative
proceeding shall be the language of the Registration Agreement, subject
to the authority of the Panel to determine otherwise, having regard to
the circumstances of the administrative proceeding.
(b) The Panel may order that any documents submitted in languages
other than the language of the administrative proceeding be accompanied
by a translation in whole or in part into the language of the
administrative proceeding.
12. Further Statements
In addition to the complaint and the response, the Panel may request,
in its sole discretion, further statements or documents from either of
the Parties.
13. In-Person Hearings
There shall be no in-person hearings (including hearings by
teleconference, videoconference, and web conference), unless the Panel
determines, in its sole discretion and as an exceptional matter, that
such a hearing is necessary for deciding the complaint.
14. Default
(a) In the event that a Party, in the absence of exceptional
circumstances, does not comply with any of the time periods established
by these Rules or the Panel, the Panel shall proceed to a decision on
the complaint.
(b) If a Party, in the absence of exceptional circumstances, does not
comply with any provision of, or requirement under, these Rules or any
request from the Panel, the Panel shall draw such inferences therefrom
as it considers appropriate.
15. Panel Decisions
(a) A Panel shall decide a complaint on the basis of the statements
and documents submitted and in accordance with the Policy, these Rules
and any rules and principles of law that it deems
applicable.
(b) In the absence of exceptional circumstances, the Panel shall
forward its decision on the complaint to the Provider within fourteen
(14) days of its appointment pursuant to Paragraph
6.
(c) In the case of a three-member Panel, the Panel's decision shall
be made by a majority.
(d) The Panel's decision shall be in writing, provide the reasons on
which it is based, indicate the date on which it was rendered and
identify the name(s) of the Panelist(s).
(e) Panel decisions and dissenting opinions shall normally comply
with the guidelines as to length set forth in the Provider's
Supplemental Rules. Any dissenting opinion shall accompany the majority
decision. If the Panel concludes that the dispute is not within the
scope of Paragraph
4(a) of the Policy, it shall so state. If after considering the
submissions the Panel finds that the complaint was brought in bad faith,
for example in an attempt at Reverse Domain Name Hijacking or was
brought primarily to harass the domain-name holder, the Panel shall
declare in its decision that the complaint was brought in bad faith and
constitutes an abuse of the administrative proceeding.
16. Communication of Decision to Parties
(a) Within three (3) calendar days after receiving the decision from
the Panel, the Provider shall communicate the full text of the decision
to each Party, the concerned Registrar(s), and ICANN. The concerned
Registrar(s) shall immediately communicate to each Party, the Provider,
and ICANN the date for the implementation of the decision in accordance
with the Policy.
(b) Except if the Panel determines otherwise (see Paragraph
4(j) of the Policy), the Provider shall publish the full decision
and the date of its implementation on a publicly accessible web site. In
any event, the portion of any decision determining a complaint to have
been brought in bad faith (see Paragraph
15(e) of these Rules) shall be published.
17. Settlement or Other Grounds for
Termination
(a) If, before the Panel's decision, the Parties agree on a
settlement, the Panel shall terminate the administrative
proceeding.
(b) If, before the Panel's decision is made, it becomes unnecessary
or impossible to continue the administrative proceeding for any reason,
the Panel shall terminate the administrative proceeding, unless a Party
raises justifiable grounds for objection within a period of time to be
determined by the Panel.
18. Effect of Court Proceedings
(a) In the event of any legal proceedings initiated prior to or
during an administrative proceeding in respect of a domain-name dispute
that is the subject of the complaint, the Panel shall have the
discretion to decide whether to suspend or terminate the administrative
proceeding, or to proceed to a decision.
(b) In the event that a Party initiates any legal proceedings during
the pendency of an administrative proceeding in respect of a domain-name
dispute that is the subject of the complaint, it shall promptly notify
the Panel and the Provider. See Paragraph
8 above.
19. Fees
(a) The Complainant shall pay to the Provider an initial fixed fee,
in accordance with the Provider's Supplemental Rules, within the time
and in the amount required. A Respondent electing under Paragraph
5(b)(iv) to have the dispute decided by a three-member Panel, rather
than the single-member Panel elected by the Complainant, shall pay the
Provider one-half the fixed fee for a three-member Panel. See Paragraph
5(c). In all other cases, the Complainant shall bear all of the
Provider's fees, except as prescribed under Paragraph
19(d). Upon appointment of the Panel, the Provider shall refund the
appropriate portion, if any, of the initial fee to the Complainant, as
specified in the Provider's Supplemental Rules.
(b) No action shall be taken by the Provider on a complaint until it
has received from Complainant the initial fee in accordance with Paragraph
19(a).
(c) If the Provider has not received the fee within ten (10) calendar
days of receiving the complaint, the complaint shall be deemed withdrawn
and the administrative proceeding terminated.
(d) In exceptional circumstances, for example in the event an
in-person hearing is held, the Provider shall request the Parties for
the payment of additional fees, which shall be established in agreement
with the Parties and the Panel.
20. Exclusion of Liability
Except in the case of deliberate wrongdoing, neither the Provider nor
a Panelist shall be liable to a Party for any act or omission in
connection with any administrative proceeding under these
Rules.
21. Amendments
The version of these Rules in effect at the time of the submission of
the complaint to the Provider shall apply to the administrative
proceeding commenced thereby. These Rules may not be amended without the
express written approval of ICANN.
(c) 2000 The Internet
Corporation for Assigned Names and Numbers. All rights
reserved.
|